Clive Cheuk Yin Li
李卓賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clive Cheuk Yin Li (李卓賢), CE reference BAJ284. Currently licensed at 2 firm(s): CMBC International Futures Company Limited, CMBC Securities Company Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-08-01 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-06-02 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-06-02 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-09 | 2025-05-14 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-09 | 2025-05-14 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-16 | 2022-11-23 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-03-16 | 2022-11-23 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-09 | 2021-08-22 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-04-09 | 2021-08-22 |
| Solo Securities Limited 高歌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-26 | 2019-07-05 |
| Solo Futures Limited 高歌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-03-26 | 2019-07-05 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-19 | 2018-04-06 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-19 | 2018-04-06 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-05 | 2014-09-01 |
| United Simsen Forex Dealers Limited 天行聯合滙業有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-11-21 | 2014-09-01 |