Vivien Yin Chung Chan
陳彥中
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivien Yin Chung Chan (陳彥中), CE reference ATY953. Currently licensed at 1 firm(s): TPG Capital, Limited . Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-22 | present |
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-22 | present |
| NewQuest Capital Advisors (HK) Limited | Rep | Type 9 — Asset management | 2022-08-31 | 2022-12-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-06 | 2013-01-24 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-27 | 2011-07-13 |