Vivien Yin Chung Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivien Yin Chung Chan (陳彥中), a licensed Representative with CE reference ATY953. Currently licensed at 1 firm(s): TPG Capital, Limited . Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 7.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-22 | present |
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-22 | present |
| NewQuest Capital Advisors (HK) Limited | Rep | Type 9 - Asset management | 2022-08-31 | 2022-12-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-06 | 2013-01-24 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-27 | 2011-07-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivien Yin Chung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.