Tsz Chun Tong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Chun Tong (湯子俊), a licensed Responsible Officer with CE reference ATS073. Currently licensed at 1 firm(s): Trend Up Investment (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.2 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trend Up Investment (HK) Limited 風來投資有限公司 |
RO | Type 1 - Dealing in securities | 2025-08-07 | present |
| Trend Up Investment (HK) Limited 風來投資有限公司 |
RO | Type 4 - Advising on securities | 2024-01-25 | present |
| Trend Up Investment (HK) Limited 風來投資有限公司 |
RO | Type 9 - Asset management | 2024-01-25 | present |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 1 - Dealing in securities | 2022-05-10 | 2023-06-04 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 4 - Advising on securities | 2022-05-10 | 2023-06-04 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 9 - Asset management | 2022-05-10 | 2023-06-04 |
| Renascence Capital Limited 元複資本有限公司 |
RO | Type 4 - Advising on securities | 2020-09-07 | 2021-04-30 |
| Renascence Capital Limited 元複資本有限公司 |
RO | Type 9 - Asset management | 2020-09-07 | 2021-04-30 |
| Grand View Securities Limited 宏滙證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-11-01 | 2020-08-31 |
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-20 | 2020-08-31 |
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-09-20 | 2020-08-31 |
| Grand View Securities Limited 宏滙證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-13 | 2019-11-01 |
| Iridium Capital Limited 泓達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-25 | 2016-09-15 |
| Iridium Capital Limited 泓達資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-08-25 | 2016-09-15 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-26 | 2016-04-05 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-10-26 | 2016-04-05 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-09 | 2010-09-04 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-09 | 2010-09-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Chun Tong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.