Hoi Lee Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Lee Lai (黎凱莉), a licensed Representative with CE reference AYQ271. Currently licensed at 1 firm(s): Top One Global Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2025-04-09 | present |
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-04-09 | present |
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-04-09 | present |
| Securis Capital Limited | Rep | Type 4 - Advising on securities | 2019-03-18 | 2025-01-27 |
| Securis Capital Limited | Rep | Type 1 - Dealing in securities | 2019-03-07 | 2025-01-27 |
| Securis Capital Limited | Rep | Type 9 - Asset management | 2019-03-07 | 2025-01-27 |
| China Glory Securities Company Limited 華彩證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-19 | 2018-08-31 |
| Quintar Capital Limited | Rep | Type 9 - Asset management | 2017-04-19 | 2018-08-31 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-20 | 2014-04-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hoi Lee Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.