Hoi Lee Lai
黎凱莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Lee Lai (黎凱莉), a licensed Representative with CE reference AYQ271. Currently licensed at 1 firm(s): Top One Global Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-04-09 | present |
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-04-09 | present |
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-04-09 | present |
| Securis Capital Limited |
Rep | Type 4 — Advising on securities | 2019-03-18 | 2025-01-27 |
| Securis Capital Limited |
Rep | Type 1 — Dealing in securities | 2019-03-07 | 2025-01-27 |
| Securis Capital Limited |
Rep | Type 9 — Asset management | 2019-03-07 | 2025-01-27 |
| China Glory Securities Company Limited 華彩證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-19 | 2018-08-31 |
| Quintar Capital Limited | Rep | Type 9 — Asset management | 2017-04-19 | 2018-08-31 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-20 | 2014-04-15 |