da Wan Koo
丘多完
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for da Wan Koo (丘多完), a licensed Responsible Officer with CE reference AXR520. Currently licensed at 1 firm(s): Vista Equity Partners Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vista Equity Partners Management (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2022-02-10 | present |
| Varde Partners Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2020-02-10 | 2021-09-14 |
| Varde Partners Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2017-08-24 | 2020-02-10 |
| HarbourVest Partners (Asia) Limited | Rep | Type 1 — Dealing in securities | 2014-06-27 | 2017-07-21 |
| HarbourVest Partners (Asia) Limited | Rep | Type 9 — Asset management | 2014-06-27 | 2017-07-21 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-27 | 2013-12-28 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-27 | 2013-12-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-26 | 2012-06-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-25 | 2012-06-28 |