Shiu Hong Lui
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Hong Lui (雷兆康), a licensed Responsible Officer with CE reference ALY654. Currently licensed at 1 firm(s): Tiger Brokers (HK) Global Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 21.2 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
Rep | Type 9 - Asset management | 2025-01-13 | present |
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
RO | Type 4 - Advising on securities | 2022-08-24 | present |
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
RO | Type 5 - Advising on futures contracts | 2022-08-24 | present |
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-11 | present |
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-07-11 | present |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-17 | 2018-07-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-10 | 2018-07-07 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-07-10 | 2018-07-07 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-19 | 2015-06-30 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-03-19 | 2015-06-30 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-09 | 2012-02-27 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2010-06-21 | 2012-02-27 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-29 | 2012-02-27 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-28 | 2009-07-11 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-04-29 | 2009-07-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shiu Hong Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.