Jonathan William Trevor Sleath
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan William Trevor Sleath, a licensed Responsible Officer with CE reference BGI238. Currently licensed at 1 firm(s): THK Capital Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.3 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| THK Capital Group Limited | RO | Type 1 - Dealing in securities | 2022-03-16 | present |
| THK Capital Group Limited | RO | Type 4 - Advising on securities | 2022-03-16 | present |
| THK Capital Group Limited | RO | Type 9 - Asset management | 2022-03-16 | present |
| M Science Hong Kong Limited | RO | Type 4 - Advising on securities | 2020-01-07 | 2021-11-08 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 1 - Dealing in securities | 2015-10-30 | 2019-07-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 4 - Advising on securities | 2015-10-30 | 2019-07-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 9 - Asset management | 2015-10-30 | 2019-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jonathan William Trevor Sleath during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.