William Kuen Sheng Wu
吳坤晟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Kuen Sheng Wu (吳坤晟), CE reference BTC687. Currently licensed at 1 firm(s): Tiger Brokers (HK) Global Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tiger Brokers (HK) Global Limited 老虎證券(香港)環球有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-05 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-26 | 2025-01-20 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-26 | 2025-01-20 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-22 | 2023-03-22 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-12-22 | 2023-03-22 |