Wai Sze Chan

陳慧詩
CE No. BIN990 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sze Chan (陳慧詩), a licensed Representative with CE reference BIN990. Currently licensed at 1 firm(s): Top One Global Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Top One Global Capital Management Limited
天一環球資產管理有限公司
Rep Type 1 — Dealing in securities 2025-04-11 present
Top One Global Capital Management Limited
天一環球資產管理有限公司
Rep Type 4 — Advising on securities 2025-04-11 present
Top One Global Capital Management Limited
天一環球資產管理有限公司
Rep Type 9 — Asset management 2025-04-11 present
Securis Capital Limited
RO Type 9 — Asset management 2021-11-30 2025-02-03
Securis Capital Limited
RO Type 1 — Dealing in securities 2021-03-11 2025-02-03
Securis Capital Limited
RO Type 4 — Advising on securities 2021-03-11 2025-02-03
Securis Capital Limited
Rep Type 4 — Advising on securities 2019-02-21 2021-03-11
Securis Capital Limited
Rep Type 1 — Dealing in securities 2019-01-30 2021-03-11
Securis Capital Limited
Rep Type 9 — Asset management 2019-01-30 2021-11-30
Quintar Capital Limited Rep Type 9 — Asset management 2017-03-28 2018-08-31
China Glory Securities Company Limited
華彩證券有限公司
Rep Type 1 — Dealing in securities 2016-12-14 2018-08-31

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