Frank Hong Ming Chan
陳康明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Hong Ming Chan (陳康明), a licensed Responsible Officer with CE reference AJG444. Currently licensed at 1 firm(s): Times Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Times Capital Limited 標至資本有限公司 |
RO | Type 1 — Dealing in securities | 2025-02-28 | present |
| Times Capital Limited 標至資本有限公司 |
RO | Type 4 — Advising on securities | 2025-02-28 | present |
| Times Capital Limited 標至資本有限公司 |
RO | Type 9 — Asset management | 2025-02-28 | present |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-18 | 2024-10-31 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-18 | 2024-10-31 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-03-29 | 2023-04-30 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 9 — Asset management | 2022-03-29 | 2023-04-30 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-28 | 2022-01-20 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 9 — Asset management | 2020-09-28 | 2022-01-20 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-01 | 2020-09-28 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-01 | 2022-01-20 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 — Asset management | 2020-04-01 | 2020-09-28 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-03 | 2020-02-10 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-06 | 2020-02-10 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-04-06 | 2020-02-10 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-08 | 2016-01-14 |
| China International Capital Limited 中國國際資本有限公司 |
Rep | Type 9 — Asset management | 2008-09-17 | 2011-06-30 |
| China International Capital Limited 中國國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-09 | 2011-06-30 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-12-24 | 2007-12-01 |