Heath Christopher Mooney
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Heath Christopher Mooney, a licensed Responsible Officer with CE reference BAU631. Currently licensed at 1 firm(s): Virtu ITG Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 7 - Providing automated trading services. This person has 13.8 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Virtu ITG Hong Kong Limited | RO | Type 1 - Dealing in securities | 2020-03-11 | present |
| Virtu ITG Hong Kong Limited | RO | Type 7 - Providing automated trading services | 2020-03-11 | present |
| Virtu ITG Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2013-02-06 | 2020-03-11 |
| Virtu ITG Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2013-02-06 | 2020-03-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Heath Christopher Mooney during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.