Qi Shen
沈琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qi Shen (沈琦), a licensed Responsible Officer with CE reference BSY494. Currently licensed at 1 firm(s): Thornburg Investment Management (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 3.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Thornburg Investment Management (Asia) Limited 尚渤投資管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2024-08-14 | present |
| Thornburg Investment Management (Asia) Limited 尚渤投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2023-01-04 | present |
| Thornburg Investment Management (Asia) Limited 尚渤投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-26 | 2024-08-14 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Qi Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Andrew Ye Yan Gu | Thornburg Investment Management (Asia) Limited | 2022–present |
| Yong Zhang | Thornburg Investment Management (Asia) Limited | 2022–2024 |
| Huixian Yong | Thornburg Investment Management (Asia) Limited | 2022–2024 |
| Jonathan David Schuman | Thornburg Investment Management (Asia) Limited | 2025–present |
| Christian Hoffmann | Thornburg Investment Management (Asia) Limited | 2024–2025 |
| Joshua Nathan Rubin | Thornburg Investment Management (Asia) Limited | 2026 |