Qi Shen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qi Shen, CE reference BSY494. Currently licensed at 1 firm(s): Thornburg Investment Management (Asia) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Thornburg Investment Management (Asia) Limited 尚渤投資管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-14 | present |
| Thornburg Investment Management (Asia) Limited 尚渤投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2023-01-04 | present |
| Thornburg Investment Management (Asia) Limited 尚渤投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-26 | 2024-08-14 |