Alex Jiu Lik Shum
沈朝力
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Jiu Lik Shum (沈朝力), CE reference APJ351. Currently licensed at 1 firm(s): TPG Capital, Limited . Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TPG Capital, Limited 美國德太投資有限公司 |
RO | Type 1 — Dealing in securities | 2024-11-07 | present |
| TPG Capital, Limited 美國德太投資有限公司 |
RO | Type 4 — Advising on securities | 2024-11-07 | present |
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-22 | 2024-11-07 |
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-22 | 2024-11-07 |
| NewQuest Capital Advisors (HK) Limited | Rep | Type 9 — Asset management | 2012-03-08 | 2022-12-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-06 | 2011-07-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-06 | 2011-07-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-06 | 2011-07-08 |