Rishabh Bhatia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rishabh Bhatia, a licensed Responsible Officer with CE reference BHW497. Currently licensed at 1 firm(s): Verition Advisors (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Verition Advisors (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2024-09-02 | present |
| Privium Fund Management (HK) Limited | Rep | Type 9 — Asset management | 2023-07-19 | 2024-09-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-08 | 2023-04-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2016-08-08 | 2023-04-06 |