Yee See Poon Wong
潘黃綺施
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee See Poon Wong (潘黃綺施), a licensed Responsible Officer with CE reference AAC361. Currently licensed at 1 firm(s): Wonder Face Fund Management Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wonder Face Fund Management Company Limited 妙然基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-17 | present |
| Wonder Face Fund Management Company Limited 妙然基金管理有限公司 |
RO | Type 4 — Advising on securities | 2017-01-17 | 2026-04-02 |
| Wonder Face Fund Management Company Limited 妙然基金管理有限公司 |
RO | Type 4 — Advising on securities | 2005-02-04 | 2011-10-20 |
| China Sky Securities Limited 中天證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2016-06-10 |
| China Sky Securities Limited 中天證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-02-04 |
| China Sky Securities Limited 中天證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-02-04 |
| China Sky Securities Limited 中天證券有限公司 |
RO | Type 9 — Asset management | present | 2005-02-04 |