Elizabeth Yi Lin Lee

李依霖
CE No. AXU784 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elizabeth Yi Lin Lee (李依霖), a licensed Responsible Officer with CE reference AXU784. Currently licensed at 1 firm(s): Tower Capital Asia (HK) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Tower Capital Asia (HK) Limited
RO Type 1 — Dealing in securities 2025-12-03 present
Lake Bleu Capital (Hong Kong) Limited
清池資本(香港)有限公司
Rep Type 9 — Asset management 2019-07-26 2019-10-11
Goldman Sachs Futures (Asia) Limited
高盛期貨(亞洲)有限公司
Rep Type 2 — Dealing in futures contracts 2012-05-07 2015-07-18
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 — Dealing in securities 2011-08-12 2015-07-18
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 9 — Asset management 2011-08-12 2015-07-18

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