Suet Ying Lily Vanessa Kwok
郭雪英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suet Ying Lily Vanessa Kwok (郭雪英), a licensed former licensee with CE reference BAN067. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2025-10-14 | 2026-05-11 |
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-10-14 | 2026-05-11 |
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-08-06 | 2026-05-11 |
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-18 | 2025-10-14 |
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-07-18 | 2025-10-14 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-08 | 2025-07-02 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-08 | 2025-07-02 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | 2018-11-12 | 2019-10-01 |
| CWB Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2018-05-25 | 2018-09-27 |
| State Street Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2013-04-22 | 2016-04-15 |