Ha Ram Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ha Ram Lee, CE reference BUC201. Currently licensed at 1 firm(s): Shinhan Securities Asia Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shinhan Securities Asia Limited |
Rep | Type 1 — Dealing in securities | 2023-09-11 | present |
| Shinhan Securities Asia Limited |
Rep | Type 4 — Advising on securities | 2023-09-11 | present |