Yuen Ki Lai
黎苑姬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ki Lai (黎苑姬), CE reference ABN793. Currently licensed at 1 firm(s): Sanfull Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanfull Securities Limited 新富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-29 | present |
| Jospa Investment Company Limited 祖達股票行有限公司 |
Rep | Type 1 — Dealing in securities | present | 2022-11-15 |
| Jospa Investment Company Limited 祖達股票行有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-30 |
| Jospa Investment Company Limited 祖達股票行有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-30 |
| Jospa Investment Company Limited 祖達股票行有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-30 |