Sau Wing Woo
胡壽榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Wing Woo (胡壽榮), a licensed Responsible Officer with CE reference AAI371. Currently licensed at 1 firm(s): S W Woo And Company Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 4.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| S W Woo And Company Limited 榮興證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| S W Woo And Company Limited 榮興證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-10-11 |
| S W Woo And Company Limited 榮興證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-11 |
| S W Woo And Company Limited 榮興證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-10-11 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Wing Woo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Anissa Sau Wei Woo Chang | S W Woo And Company Limited | 2003–present |
| Lily Kam Fong Mok | S W Woo And Company Limited | 2003–present |
| Shau King Wong | S W Woo And Company Limited | 2003–present |
| Woon Ping Woo | S W Woo And Company Limited | 2003–present |
| Yuen Yee Woo Chow | S W Woo And Company Limited | 2003–2023 |