Sau Wing Woo
胡壽榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Wing Woo (胡壽榮), a licensed Responsible Officer with CE reference AAI371. Currently licensed at 1 firm(s): S W Woo And Company Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| S W Woo And Company Limited 榮興證券有限公司 |
RO | Type 1 - Dealing in securities | present | present |
| S W Woo And Company Limited 榮興證券有限公司 |
RO | Type 4 - Advising on securities | present | 2004-10-11 |
| S W Woo And Company Limited 榮興證券有限公司 |
RO | Type 6 - Advising on corporate finance | present | 2004-10-11 |
| S W Woo And Company Limited 榮興證券有限公司 |
RO | Type 9 - Asset management | present | 2004-10-11 |