Nicolas Rudolf van Vliet
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicolas Rudolf van Vliet, a licensed Representative with CE reference BJH418. Currently licensed at 1 firm(s): SBI Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 9.1 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-23 | present |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-23 | present |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-02-07 | 2022-08-23 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-02-07 | 2022-08-23 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-18 | 2022-02-07 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-18 | 2022-02-07 |
| Barrenjoey Asia Limited | Rep | Type 1 - Dealing in securities | 2018-12-24 | 2019-07-30 |
| Barrenjoey Asia Limited | Rep | Type 4 - Advising on securities | 2018-12-24 | 2019-07-30 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-20 | 2018-11-23 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-20 | 2018-11-23 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-20 | 2018-11-23 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-10 | 2018-11-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicolas Rudolf van Vliet during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.