Chi Ming Hung
熊志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Hung (熊志明), CE reference AAF685. Currently licensed at 1 firm(s): Sanfull Securities Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanfull Securities Limited 新富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-14 | present |
| Sanfull Futures Limited 新富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-02-13 | 2026-03-10 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-27 | 2007-08-06 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-27 | 2005-03-16 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 9 — Asset management | 2004-07-27 | 2007-08-06 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-10 | 2004-07-13 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-10 | 2004-07-13 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-06-10 | 2004-07-13 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-06-10 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-06-10 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-03-11 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-03-11 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 9 — Asset management | present | 2004-06-10 |