Ernest Kwong Hung Fan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ernest Kwong Hung Fan (范廣鴻), a licensed Representative with CE reference ABQ708. Currently licensed at 2 firm(s): Sanfull Securities Limited, Sanfull Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.2 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanfull Securities Limited 新富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-20 | present |
| Sanfull Futures Limited 新富期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-20 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-03 | 2008-11-03 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-02-03 | 2008-11-03 |
| KuCoin HK Limited | Rep | Type 1 - Dealing in securities | 2004-03-01 | 2006-01-31 |
| KuCoin Commodity Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2004-03-01 | 2006-01-31 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-13 | 2004-02-09 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-13 | 2004-02-09 |
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-01-13 | 2004-02-09 |
| KuCoin HK Limited | Rep | Type 1 - Dealing in securities | 2003-07-11 | 2004-01-07 |
| KuCoin Commodity Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2003-07-11 | 2004-01-07 |
| Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-03 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-03 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-07-03 |
| Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-03 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-03 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-07-03 |
| Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-03 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-03 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-03 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-03 |
| Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-03 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-03 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-07-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ernest Kwong Hung Fan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.