Nicholas Vaughan Jeffreys
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Vaughan Jeffreys, a licensed Representative with CE reference ADM299. Currently licensed at 1 firm(s): St. James's Place (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 - Asset management | 2020-11-18 | present |
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 - Dealing in securities | 2012-03-28 | present |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 - Advising on securities | present | present |
| St. James's Place (Hong Kong) Limited |
Rep | Type 6 - Advising on corporate finance | present | 2003-10-07 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 - Asset management | present | 2003-10-07 |