Dong Tao
陶冬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Tao (陶冬), a licensed Responsible Officer with CE reference AIR661. Currently licensed at 1 firm(s): Springs Capital (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.5 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Springs Capital (Hong Kong) Limited 淡水泉(香港)投資管理有限公司 |
RO | Type 4 - Advising on securities | 2026-05-27 | present |
| Springs Capital (Hong Kong) Limited 淡水泉(香港)投資管理有限公司 |
RO | Type 9 - Asset management | 2026-05-27 | present |
| Springs Capital (Hong Kong) Limited 淡水泉(香港)投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-08-29 | present |
| Springs Capital (Hong Kong) Limited 淡水泉(香港)投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-08-29 | 2026-05-27 |
| Springs Capital (Hong Kong) Limited 淡水泉(香港)投資管理有限公司 |
Rep | Type 9 - Asset management | 2024-08-29 | 2026-05-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 - Advising on securities | 2008-05-05 | 2016-07-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2008-05-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-22 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Dong Tao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.