Dong Tao
陶冬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Tao (陶冬), CE reference AIR661. Currently licensed at 1 firm(s): Springs Capital (Hong Kong) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Springs Capital (Hong Kong) Limited 淡水泉(香港)投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-29 | present |
| Springs Capital (Hong Kong) Limited 淡水泉(香港)投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-29 | present |
| Springs Capital (Hong Kong) Limited 淡水泉(香港)投資管理有限公司 |
Rep | Type 9 — Asset management | 2024-08-29 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-05-05 | 2016-07-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-05-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-22 |