Yushi Makita

CE No. BTW371 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yushi Makita, CE reference BTW371. Currently licensed at 1 firm(s): SMBC Nikko Securities (Hong Kong) Limited. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
SMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司
RO Type 1 — Dealing in securities 2026-03-19 present
SMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司
RO Type 2 — Dealing in futures contracts 2026-03-19 present
SMBC Capital Markets (Asia) Limited
RO Type 1 — Dealing in securities 2024-02-05 2026-03-18
SMBC Capital Markets (Asia) Limited
RO Type 2 — Dealing in futures contracts 2024-02-05 2026-03-18
SMBC Capital Markets (Asia) Limited
Rep Type 1 — Dealing in securities 2023-06-26 2024-02-05
SMBC Capital Markets (Asia) Limited
Rep Type 2 — Dealing in futures contracts 2023-06-26 2024-02-05

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