Frederick David Scholtz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frederick David Scholtz, a licensed Representative with CE reference BMT303. Currently licensed at 1 firm(s): St. James's Place (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-12-01 | present |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2021-10-20 | present |
| St. James's Place (Hong Kong) Limited | Rep | Type 9 - Asset management | 2021-10-20 | present |
| Capstone Financial (HK) Limited | Rep | Type 9 - Asset management | 2019-08-06 | 2021-09-30 |
| Capstone Financial (HK) Limited | Rep | Type 1 - Dealing in securities | 2018-05-28 | 2020-04-17 |
| Capstone Financial (HK) Limited | Rep | Type 4 - Advising on securities | 2018-05-28 | 2021-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frederick David Scholtz during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.