Siu Kit Tse
謝少傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kit Tse (謝少傑), CE reference AGF154. Currently licensed at 2 firm(s): Sanfull Securities Limited, Sanfull Futures Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanfull Securities Limited 新富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-21 | present |
| Sanfull Futures Limited 新富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-21 | present |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-29 | 2012-09-15 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-01 | 2012-09-15 |
| Wintech Securities Limited 盈泰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-07 | 2004-06-29 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-10 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-10 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-10 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-10 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-10 |