Geoffrey Chun Fai Lo
羅俊輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Chun Fai Lo (羅俊輝), CE reference APU210. Currently licensed at 2 firm(s): Plouton Asset Management Limited, Select Investment Services Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Plouton Asset Management Limited 弘富資產管理有限公司 |
RO | Type 9 — Asset management | 2021-10-27 | present |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 1 — Dealing in securities | 2011-09-16 | present |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 4 — Advising on securities | 2011-09-16 | present |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-16 | 2011-02-02 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-16 | 2011-02-02 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-16 | 2011-02-02 |