Geoffrey Chun Fai Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Chun Fai Lo (羅俊輝), a licensed Responsible Officer with CE reference APU210. Currently licensed at 2 firm(s): Plouton Asset Management Limited, Select Investment Services Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Plouton Asset Management Limited 弘富資產管理有限公司 |
RO | Type 9 - Asset management | 2021-10-27 | present |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 1 - Dealing in securities | 2011-09-16 | present |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 4 - Advising on securities | 2011-09-16 | present |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-16 | 2011-02-02 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-16 | 2011-02-02 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-10-16 | 2011-02-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Geoffrey Chun Fai Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.