William David Leo Kruis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William David Leo Kruis, a licensed Representative with CE reference BER026. Currently licensed at 1 firm(s): St. James's Place (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | Rep | Type 9 - Asset management | 2019-03-25 | present |
| St. James's Place (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-01-13 | present |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-01-13 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William David Leo Kruis during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.