Kwok Yee Chu
朱國儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Yee Chu (朱國儀), CE reference ACR262. Currently licensed at 1 firm(s): Sanfull Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanfull Securities Limited 新富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-06 | present |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-11-05 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-28 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-28 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-28 |