Stephen Philip Gollop
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Philip Gollop, a licensed Representative with CE reference ADO332. Currently licensed at 1 firm(s): St. James's Place (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.9 years of SFC licence history. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-09-05 | present |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-09-05 | present |
| St. James's Place (Hong Kong) Limited | Rep | Type 9 - Asset management | 2024-09-05 | present |
| St. James's Place (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2016-07-11 | 2024-09-05 |
| St. James's Place (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2016-07-11 | 2024-09-05 |
| St. James's Place (Hong Kong) Limited | RO | Type 9 - Asset management | 2015-10-30 | 2024-09-05 |
| St. James's Place (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-08-27 | 2016-07-11 |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-08-27 | 2016-07-11 |
| Tyche Group Limited 橋川有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2014-12-05 |
| Tyche Group Limited 橋川有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-21 |
| Tyche Group Limited 橋川有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2014-12-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Philip Gollop during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.