Nigel Owen Watts
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nigel Owen Watts, CE reference ALF227. Currently licensed at 1 firm(s): StoneX Financial (HK) Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| StoneX Financial (HK) Limited |
Rep | Type 1 — Dealing in securities | 2025-04-24 | present |
| SC Lowy Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2015-07-08 | 2025-02-28 |
| SC Lowy Financial (HK) Limited | Rep | Type 1 — Dealing in securities | 2014-06-11 | 2025-02-28 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-09 | 2013-04-04 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-09 | 2013-04-04 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 1 — Dealing in securities | 2011-10-31 | 2012-04-30 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-10-31 | 2012-04-30 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-20 | 2011-10-31 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-01-20 | 2011-10-31 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-05-08 | 2008-09-09 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-25 | 2008-09-09 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2004-09-02 | 2006-12-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2004-09-02 | 2006-12-23 |