Ya-Hui Hsieh
謝雅卉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ya-Hui Hsieh (謝雅卉), CE reference ANN504. Currently licensed at 1 firm(s): Splentide Capital Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Splentide Capital Limited 錦泓資本有限公司 |
RO | Type 9 — Asset management | 2021-08-18 | present |
| Splentide Capital Limited 錦泓資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-26 | present |
| Splentide Capital Limited 錦泓資本有限公司 |
RO | Type 4 — Advising on securities | 2019-04-26 | present |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-21 | 2019-04-26 |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-21 | 2019-04-26 |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 9 — Asset management | 2019-03-21 | 2021-08-18 |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-01-19 | 2018-11-30 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-20 | 2018-11-30 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-24 | 2016-07-20 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-24 | 2018-11-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-04 | 2015-07-30 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-03-04 | 2013-02-21 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-18 | 2015-07-30 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-16 | 2015-07-30 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 9 — Asset management | 2007-11-19 | 2008-03-21 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-26 | 2008-03-21 |