Kit Yi Wan
溫潔兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Yi Wan (溫潔兒), a licensed Responsible Officer with CE reference AIJ782. Currently licensed at 1 firm(s): Siu On Securities Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Siu On Securities Limited 兆安證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-04-27 | present |
| Siu On Securities Limited 兆安證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2018-04-27 |
| Siu On Securities Limited 兆安證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-03-16 |
| Siu On Securities Limited 兆安證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-03-16 |
| Siu On Securities Limited 兆安證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-03-16 |