Ka Kwan Sze
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kwan Sze (施嘉坤), a licensed Responsible Officer with CE reference ASI039. Currently licensed at 1 firm(s): Yue Xiu Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 10.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 4 - Advising on securities | 2020-05-22 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-25 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-25 | 2020-05-22 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-12 | 2017-08-14 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-02-19 | 2009-02-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Kwan Sze during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.