Wai Kuen Liu
廖偉權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kuen Liu (廖偉權), CE reference AAC325. Currently licensed at 1 firm(s): ZH SECURITIES LIMITED. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZH SECURITIES LIMITED 中昊証券有限公司 |
Rep | Type 4 — Advising on securities | 2026-03-09 | present |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
Rep | Type 9 — Asset management | 2026-03-09 | present |
| Impeccable Asset Management Limited |
RO | Type 4 — Advising on securities | 2022-04-28 | 2024-09-30 |
| Impeccable Asset Management Limited |
RO | Type 9 — Asset management | 2022-04-28 | 2024-09-30 |
| Cheung On Securities Limited 長安證券有限公司 |
RO | Type 4 — Advising on securities | 2018-07-20 | 2019-09-20 |
| Cheung On Securities Limited 長安證券有限公司 |
RO | Type 9 — Asset management | 2018-07-20 | 2019-09-20 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 |
RO | Type 4 — Advising on securities | 2017-04-12 | 2017-11-13 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 |
RO | Type 9 — Asset management | 2017-04-12 | 2017-11-13 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-09 | 2017-04-12 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-09 | 2017-04-12 |
| INV Advisory Limited | RO | Type 4 — Advising on securities | 2016-09-19 | 2017-02-20 |
| INV Advisory Limited | RO | Type 9 — Asset management | 2016-09-19 | 2017-02-20 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 |
RO | Type 4 — Advising on securities | 2009-02-09 | 2013-08-01 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 |
RO | Type 9 — Asset management | 2009-02-09 | 2013-08-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-03 | 2007-08-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-02-03 | 2007-08-01 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-08-01 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2007-08-01 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-20 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-05-20 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-20 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-05-20 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-05-20 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-20 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-20 |