Lai Yan Charles Cheung
張禮仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Yan Charles Cheung (張禮仁), a licensed Responsible Officer with CE reference AAV372. Currently licensed at 1 firm(s): ZH SECURITIES LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.6 years of SFC licence history. Total licence records on file: 37.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 1 - Dealing in securities | 2025-07-08 | present |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 4 - Advising on securities | 2025-07-08 | present |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 9 - Asset management | 2025-07-08 | present |
| Doo Financial HK Limited 都會金融香港有限公司 |
RO | Type 1 - Dealing in securities | 2024-02-14 | 2025-05-06 |
| Doo Financial HK Limited 都會金融香港有限公司 |
RO | Type 4 - Advising on securities | 2022-12-23 | 2025-05-06 |
| Doo Financial HK Limited 都會金融香港有限公司 |
RO | Type 9 - Asset management | 2022-12-23 | 2025-05-06 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-11-05 | 2022-01-16 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 9 - Asset management | 2020-11-05 | 2022-01-16 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-04 | 2020-11-05 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-09-04 | 2020-11-05 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 4 - Advising on securities | 2019-03-27 | 2020-01-01 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 9 - Asset management | 2019-03-27 | 2020-01-01 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-10 | 2019-03-27 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 9 - Asset management | 2019-01-10 | 2019-03-27 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-02-22 | 2018-07-20 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2017-02-22 | 2018-07-20 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-03 | 2017-02-22 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-01-03 | 2017-02-22 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 - Advising on securities | 2016-04-20 | 2016-06-30 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 - Asset management | 2016-04-20 | 2016-06-30 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2014-07-14 | 2016-01-16 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-02-14 | 2016-01-16 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 9 - Asset management | 2014-02-14 | 2016-01-16 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2011-10-24 | 2014-02-12 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2011-10-24 | 2014-02-12 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2009-09-23 | 2011-03-08 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
RO | Type 9 - Asset management | 2008-11-26 | 2011-03-08 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2004-11-29 | 2011-03-08 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2011-03-08 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-25 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-25 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2007-03-21 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-03-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-03-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-30 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2011-03-08 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-03-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Yan Charles Cheung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.