Xin Li
李欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin Li (李欣), a licensed former licensee with CE reference AXS320. This person has 13.6 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-04-03 | 2026-06-03 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 9 - Asset management | 2024-04-03 | 2026-06-03 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-06-30 | 2023-10-16 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-06-30 | 2023-10-16 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2020-06-30 | 2023-10-16 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 9 - Asset management | 2018-07-31 | 2019-12-16 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-08 | 2019-12-16 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-06-08 | 2018-07-31 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-29 | 2016-02-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xin Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.