Ngai Ting
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngai Ting (丁嵬), a licensed Responsible Officer with CE reference AHV456. Currently licensed at 1 firm(s): Yuet Sheung International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 21.0 years of SFC licence history. Total licence records on file: 14.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuet Sheung International Securities Limited 粵商國際證券有限公司 |
RO | Type 4 - Advising on securities | 2020-01-22 | present |
| Yuet Sheung International Securities Limited 粵商國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-05-29 | present |
| Yuet Sheung International Securities Limited 粵商國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-28 | 2018-05-29 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-17 | 2018-02-02 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-02 | 2018-02-02 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-12-02 | 2018-02-02 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-27 | 2010-05-17 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-11-27 | 2010-05-17 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-08 | 2007-11-14 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-05-08 | 2007-11-14 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-17 | 2006-09-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-09-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-26 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ngai Ting during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.