Kai Chi Yip
葉啟志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Chi Yip (葉啟志), CE reference AEK796. Currently licensed at 1 firm(s): ZH SECURITIES LIMITED. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZH SECURITIES LIMITED 中昊証券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-12 | present |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-08-12 | present |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
Rep | Type 4 — Advising on securities | 2025-08-12 | present |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-19 | 2024-03-01 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-17 | 2024-03-01 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-17 | 2022-08-04 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-01 | 2015-09-14 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-30 | 2015-09-14 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-08-26 | 2011-06-09 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-30 | 2011-06-09 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-30 | 2011-06-09 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-19 | 2008-05-29 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2008-05-29 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-02-27 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-27 |