Kevin Ching Wai Yim
嚴政緯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Ching Wai Yim (嚴政緯), a licensed Representative with CE reference AMY822. Currently licensed at 1 firm(s): Yuanta Securities (Hong Kong) Company Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-18 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-13 | 2016-06-26 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-13 | 2016-06-26 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-05-13 | 2016-06-26 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-27 | 2015-04-30 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-12 | 2014-06-14 |
| Funderstone Securities Limited | Rep | Type 4 - Advising on securities | 2012-08-07 | 2013-01-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-01 | 2012-07-18 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-16 | 2012-05-24 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-17 | 2011-05-21 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2006-11-13 | 2010-06-26 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2006-02-27 | 2006-06-20 |