Thomas Shui Cheong Tsao
曹瑞昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Shui Cheong Tsao (曹瑞昌), CE reference AXD568. Currently licensed at 1 firm(s): Zhong Wang Capital Partners Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhong Wang Capital Partners Limited 鍾望資本有限公司 |
RO | Type 4 — Advising on securities | 2025-07-03 | present |
| Zhong Wang Capital Partners Limited 鍾望資本有限公司 |
RO | Type 9 — Asset management | 2025-07-03 | present |
| Zhong Wang Capital Partners Limited 鍾望資本有限公司 |
Rep | Type 4 — Advising on securities | 2025-05-02 | 2025-07-03 |
| Zhong Wang Capital Partners Limited 鍾望資本有限公司 |
Rep | Type 9 — Asset management | 2025-05-02 | 2025-07-03 |
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-13 | 2025-03-21 |
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
RO | Type 9 — Asset management | 2023-06-13 | 2025-03-21 |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-28 | 2022-03-31 |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2018-02-28 | 2022-03-31 |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 |
RO | Type 9 — Asset management | 2016-09-27 | 2022-03-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-31 | 2015-10-06 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-11 | 2015-10-06 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-04-14 | 2015-10-06 |