Chuan Gu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chuan Gu, CE reference AVL443. Currently licensed at 1 firm(s): Zhongrong PT Securities Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-11 | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 4 — Advising on securities | 2017-08-11 | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-24 | 2017-08-11 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-24 | 2017-08-11 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-12-19 | 2017-04-01 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2013-12-19 | 2017-04-01 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-05 | 2013-12-19 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-05 | 2013-12-19 |