So Ying Shum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So Ying Shum (沈素瑩), a licensed Representative with CE reference BQR101. Currently licensed at 2 firm(s): Zhongcai Securities Limited, Zhongcai Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongcai Securities Limited 中財證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-15 | present |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-25 | present |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-09-25 | present |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-09-25 | present |
| Zhongcai Securities Limited 中財證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-12-29 | 2024-01-15 |
| Zhongcai Securities Limited 中財證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-15 | 2021-12-29 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as So Ying Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Shiyun Han | Zhongcai Securities Limited | 2021–present |
| Steve Yuk Fat Ma | Zhongcai Securities Limited | 2021–present |
| Pei Kun Ge | Zhongcai Asset Management Limited | 2023–present |
| Alisha Hsiao-Hung Ma | Zhongcai Asset Management Limited | 2023–2025 |
| Wai Cheung Yip | Zhongcai Securities Limited | 2021–2022 |
| Danfang Zheng | Zhongcai Asset Management Limited | 2025–present |
| Yujie Zhou | Zhongcai Asset Management Limited | 2025–present |
| Dan Jin | Zhongcai Asset Management Limited | 2025–present |