Wai Hung Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hung Chan (陳偉雄), a licensed Responsible Officer with CE reference ARA444. Currently licensed at 1 firm(s): Yue Xiu Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 17.8 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-11-07 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-22 | present |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-08-06 | 2024-07-26 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-10 | 2017-08-22 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-04-10 | 2018-08-06 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-07-29 | 2017-02-03 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-10 | 2014-07-29 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-10 | 2017-02-03 |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-02-10 | 2013-05-28 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-16 | 2013-05-28 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-07 | 2013-05-28 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-12-18 | 2010-08-28 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-18 | 2010-08-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Hung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.