Fanny Tak Lin Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fanny Tak Lin Ng (吳德蓮), a licensed Responsible Officer with CE reference AFP712. Currently licensed at 2 firm(s): Zhong Yang Securities Limited, Zhong Yang Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.0 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhong Yang Securities Limited 中陽證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-02-22 | present |
| Zhong Yang Capital Limited 中陽資本有限公司 |
RO | Type 4 - Advising on securities | 2024-02-22 | present |
| Zhong Yang Capital Limited 中陽資本有限公司 |
RO | Type 9 - Asset management | 2024-02-22 | present |
| Zhong Yang Securities Limited 中陽證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-02-09 | 2024-02-22 |
| Zhong Yang Capital Limited 中陽資本有限公司 |
Rep | Type 4 - Advising on securities | 2024-02-09 | 2024-02-22 |
| Zhong Yang Capital Limited 中陽資本有限公司 |
Rep | Type 9 - Asset management | 2024-02-09 | 2024-02-22 |
| CF Asset Management Limited 長复資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-03-06 | 2023-11-17 |
| CF Asset Management Limited 長复資產管理有限公司 |
RO | Type 9 - Asset management | 2023-03-06 | 2023-11-17 |
| CF Securities Limited 長复證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-02-01 | 2023-11-17 |
| CF Securities Limited 長复證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-08 | 2018-02-01 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-09 | 2017-09-04 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2017-09-04 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fanny Tak Lin Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.