Ying Kwan Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Kwan Wong (王應坤), a licensed Responsible Officer with CE reference ACC080. Currently licensed at 1 firm(s): Zenith Innovation Financial Group Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.8 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司 |
RO | Type 4 - Advising on securities | 2025-10-06 | present |
| Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司 |
RO | Type 9 - Asset management | 2025-10-06 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-06-20 | 2015-07-31 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-06-20 | 2015-07-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-06-20 | 2015-07-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2014-06-20 | 2015-07-31 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2014-06-20 | 2015-07-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-22 | 2014-06-20 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-05-22 | 2014-06-20 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-05-22 | 2014-06-20 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-22 | 2014-06-20 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-05-22 | 2014-06-20 |
| HSBC Broking (China) Limited 滙豐金融(中國)有限公司 |
RO | Type 1 - Dealing in securities | 2010-05-24 | 2014-04-07 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2010-05-24 | 2014-04-07 |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-05-24 | 2014-04-07 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-05-24 | 2014-04-07 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-05-24 | 2013-08-19 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2010-05-24 | 2014-04-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Kwan Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.