Dalis Sui Yee Tsui
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dalis Sui Yee Tsui (徐瑞儀), a licensed Responsible Officer with CE reference AAG547. Currently licensed at 1 firm(s): Zhongrong PT Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 3 - Leveraged foreign exchange trading; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 23.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-07-30 | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2010-07-30 | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 4 - Advising on securities | 2010-07-30 | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2010-07-30 | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 9 - Asset management | 2010-07-30 | 2011-05-31 |
| Peace Town Forex Limited 平和外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-12-04 | 2010-08-21 |
| Peace Town Futures Limited 平和期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2010-08-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dalis Sui Yee Tsui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.