Steve Yuk Fat Ma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steve Yuk Fat Ma (馬玉發), a licensed Responsible Officer with CE reference AEH688. Currently licensed at 2 firm(s): Zhongcai Asset Management Limited, Zhongcai Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 22.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-01-18 | present |
| Zhongcai Securities Limited 中財證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-12-19 | present |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-17 | 2014-08-21 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-17 | 2014-08-21 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
RO | Type 1 - Dealing in securities | 2007-10-17 | 2014-07-01 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 1 - Dealing in securities | 2007-03-15 | 2007-07-17 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-07-31 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-12-07 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-07 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-12-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Steve Yuk Fat Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.