Steve Yuk Fat Ma
馬玉發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steve Yuk Fat Ma (馬玉發), CE reference AEH688. Currently licensed at 2 firm(s): Zhongcai Asset Management Limited, Zhongcai Securities Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-18 | present |
| Zhongcai Securities Limited 中財證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-12-19 | present |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-17 | 2014-08-21 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-17 | 2014-08-21 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-10-17 | 2014-07-01 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-15 | 2007-07-17 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-07-31 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-07 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-07 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-07 |